When we opened our doors in 1999, we had one mission in mind:
Deliver goal-based financial planning and personalized wealth management services. More than 20 years later, that tradition continues. Our experienced financial advisors use market knowledge to create independent wealth management strategies.
““We act as our client’s financial advocate by providing tailored wealth management solutions. Together, we build sound strategies to grow and preserve their wealth and provide them with the financial security their family deserves.””
You’ll appreciate Capstone if ...
You are genuinely devoted to your clients and free from conflicts that could impact your advice.
Your team is everything, and everyone is aligned on and invested in moving the business forward.
You want to protect what you’ve built.
Services for every life stage
We offer total wealth management services catered to life stages and goals that always consider tax implications. Always. Our centralized, regimented approach to building portfolios has proven to be one
our clients rely upon.
Investment management
Custom-built allocations based on client risk tolerance/capacity, liquidity needs and situational objectives.
Retirement planning
Scenario planning using Monte Carlo analysis & modeling, providing clients social security and pension analysis and devising portfolio withdrawal strategies.
TaX planning & Preparation
Income tax preparation, planning & projections, as well as individual and small business planning support.
Education planning
Analyzing clients’ education needs to help them determine the best option.
Estate planning
Tax minimization, asset protection,
and multi-generational wealth transfer assistance.
Risk management
Liability exposure, coverage analysis, and multiple levels of insurance coverage.
Our investment philosophy improves outcomes
Our investment strategy isn’t about beating the stock market. It’s about improving lives through strategic financial decisions.
The Capstone approach to investing is based on ‘tuning out noise’ by focusing on the long-term, managing portfolios with discipline and embracing diversification to reduce portfolio risk.
This approach improves a client’s chance of success by capturing more of the long-term returns of the capital markets with lower fees and tax costs.
Serving clients nationwide
CLIENT PROFILE AND SERVICE UTILIZATION
Planning relationships with 100% of client base
Tax preparation relationships with 80% of client base
Sole investment advisor for ~ 90% of client base
$3.7M average AUM/client
An average of 50 clients per wealth advisor
Client retention rate in excess of 99%
REPRESENTATIVE CLIENTS
Executives and officers of publicly-traded and
privately-held companiesPreferred financial planning provider for a major Fortune 500 corporation
Self-employed professionals including attorneys, physicians, consultants, and real estate professionals
Successful small business owners
Select family office clientele
Wealth beneficiaries
Sponsors of qualified retirement plans
Representing clients in 30 states