Capstone Financial Advisors Named to Financial Advisor Magazine’s 2019 RIA Ranking
Capstone Financial Advisors is pleased to announce it has been named to Financial Advisor Magazine’s 2019 RIA Survey & Ranking. The ranking is based on an annual survey that ranks independent Registered Investment Advisors (RIAs) based on assets under management (AUM) as of December 31, 2018.
This ranking is produced independently by Financial Advisors (FA) magazine. FA's RIA Ranking orders firms from largest to smallest, based on AUM reported by firms to the Securities and Exchange Commission (SEC).
To be eligible for the ranking, firms must be independent RIAs that file their own Form ADV statement with the SEC and provide financial planning and related services to individual clients. There are no fees or other considerations required of RIAs that are included in the FA 2019 RIA Ranking.
Capstone is ranked #225 out of the 683 firms included in the survey. We are proud to be included in this ranking, as we continue working in the best interest of our clients to help them reach their financial goals
Disclosures:
The FA’s RIA Ranking is an independent listing produced annually by Financial Advisor magazine (July 2019). FA 2019 RIA Survey & Ranking methodology: FA's RIA survey is a ranking based on assets under management at year end of independent RIA firms that file their own ADV form with the SEC. FA's RIA ranking orders firms from largest to smallest, based on AUM reported to FA by firms that voluntarily complete and submit FA's survey by the deadline. FA verifies AUM by reviewing ADV forms. FA 2019 RIA Survey & Ranking eligibility: To be eligible for the ranking, firms must be independent registered investment advisors and file their own ADV statement with the SEC and provide financial planning and related services to individual clients. Corporate RIA firms and investment advisor representatives (IARs) are not eligible for this survey. A corporate RIA is a registered investment advisor most often formed by a broker-dealer that files an ADV with the SEC. Advisors who are affiliated with the broker-dealer or other entity's corporate RIA may offer investment advice. They are considered Investment Advisor Representatives (IARs) of the corporate RIA. All of the assets under management of the IARs are included in the corporate RIA's ADV filed with the SEC.